The mortgage industry has undergone a major shift over the last decade. Regulations on document production and organization have never been so strict. The intense dissection of records management,....

4 Ways to Eliminate Mortgage Servicing Pain
by DRS Imaging Services | Oct 17, 2019 | Digital Transformation, finance

How to Mitigate Risk During the Loan and Mortgage Process
by DRS Imaging Services | Aug 17, 2019 | Document Management, ECM, finance
Financial services teams are now under great scrutiny in offering mortgage and business loans to their clients. They must ensure that each piece of information within their systems is completely....

SEC Rule 17a-4 Compliance Guide and Checklist
by DRS Imaging Services | Apr 25, 2018 | archive, archiving system, business automation, business optimization process, business record retention, classification, compliance, Compliance and Regulation, data management, data records management, data retention, digital data management, digital management, digital record management, Document Management, electronic data management, electronically stored information, enterprise data, finance, information governance, information governance program, information management, record maintenance, Records Management, records policy, security
The US Securities Exchange Commission, pursuant to its regulatory authority of the under the US Securities Exchange Act of 1934 (outlining data retention and accessibility requirements), issued Rule....

Why You Should Worry About Rule 17a-4
by DRS Imaging Services | Mar 21, 2018 | analyze, Auto-classification, Automation, business automation, business optimization process, business record retention, classification, compliance, Compliance and Regulation, data management, data records management, data retention, digital data management, digital management, digital record management, Document Management, electronic data management, electronically stored information, enterprise data, finance, Government, information governance, information management, Litigaton, migrate, optimization, record maintenance, Records Management, records policy, Storage
Last April we talked about how to comply with Rule 17a-4(f) under the Securities Exchange Act (SEA). But because many firms still aren't correctly fulfilling the regulation's requirements, we figured....

How to Comply with Rule 17a-4
by DRS Imaging Services | Apr 25, 2017 | Auto-classification, Automation, compliance, Compliance and Regulation, Document Management, finance, Government, information governance, Litigaton, Records Management, records policy
In January, the Financial Industry Regulatory Authority (FINRA) released its 2017 Annual Regulatory and Examination Priorities Letter to inform firms about weaknesses in regulatory programs and ways....