How to Comply with Rule 17a-4

In January, the Financial Industry Regulatory Authority (FINRA) released its 2017 Annual Regulatory and Examination Priorities Letter to inform firms about weaknesses in regulatory programs and....

Why (and How) You Should Apply Data Redaction to Your Business

In May 2015, hackers accessed approximately 114,000 Internal Revenue Service accounts and obtained personal information. By February 2016, the IRS reported that number grew to 724,000.

What to Do if Your Organization is in a Storage Crisis

A crisis may be defined as an unplanned event, situation or sequence of events having an undesirable consequence. And many organizations may have plans for such scenarios in departments like....